How quantum paradoxes suggest physical
"probabilities" hide an interface for free will
This was written for the 2025 FQXI essay contest "How quantum
is life" but rejected by moderators
Abstract. Quantum mechanics may play two kinds of roles in
biology according to its two evolution laws. While unitary
evolution features quantum effects (entanglement, tunneling...)
which may play key technical roles in biology, their predictable
nature makes them unsuitable as a conceptual foundation to explain
consciousness. Physicalist views, especially the hidden variables
and objective collapse interpretations of quantum physics, suffer
heavy paradoxes, while the mind makes collapse interpretation
gives a better solution, using wave function collapse deviating
from Born's rule as an expression of free will.
Introduction
The dynamics of state reduction (usually called wave function
collapse, but quantum states may be conceived as density operators
instead of wave functions), was already interpreted as an act of
consciousness by pioneers of quantum physics such as von Neumann and
Wigner. This idea then lost popularity among scientists, as works on
quantum foundations focused on developing and comparing other
(physicalist) interpretations. Meanwhile, diverse ideas of links
between consciousness and quantum physics came but suffered
respective flaws.
Yet, not all possible kinds of such links must be rejected. We shall
explain some needed features for a mind makes collapse
interpretation to better match modern physics, after reviewing
diverse shortcomings of physicalism.
Quantumness of predictable effects
The question of "how quantum" are given predictable physical
phenomena, depends on the scale of their description. All laws of
chemistry are crucially based on those of quantum physics at atomic
scales. Then, most biochemical phenomena admit essentially classical
explanations once admitted a long list of rules describing the most
common molecules and basic reactions around molecular scales.
Some exceptions remain, of biochemical processes not well explained
by classical chemical representations, due to quantum features
occurring at some larger scale than those usually underlying basic
chemistry. This may rely on a role of spins, special molecular
orbitals beyond the scheme of successive covalent bonds, or a
quantum behavior of hydrogen atoms (whose lower mass may allow them
larger typical position uncertainty). Such processes are then
qualified as "quantum".
But, this qualification remains largely conventional, for the
following reason.
Imagine a classical supercomputer doing the following operations.
First, list all molecules or parts of molecules likely to occur in
biological systems, up to about 20 or 30 atoms.
Then, explore their possible quantum properties by simulating the
laws of quantum mechanics, representing any qbits by their
coordinates. The possibly large needed
computer resources at this step, will be balanced by the fact each
configuration needs to be analyzed only once, while it may occur
many times in large organisms.
Quantum effects in larger molecules will be inferred by successive
applications of those first identified in smaller groups of atoms
they are made of. Quantum features involving distant parts of a
molecule, may be inferred from those of successive smaller groups of
atoms, along which a qbit may propagate. Possible quantum features
of special interactions between two neighboring molecules or parts
of larger molecules, will be also analyzed.
Then, behaviors of larger systems are simulated by basically using
the classical chemical representation, but tracking there all
occurrences of configurations where quantum effects were found to
occur, to apply these corrections and effects to the simulation.
This is indeed likely to approach the exact consequences of quantum
mechanics, due to the normal context of biochemistry which leads to
fast decoherence, not letting superposition and interference
intervene at larger scales or with more than a couple of qbits. By
contrast, quantum computers and quantum communication systems
require very special hardware not found in typical biochemistry.
Now, two philosophical or terminological questions may be asked
about this supercomputer:
Should its operation be called "quantum" ?
Its working was assumed to be classical in its basic logical layer.
Quantum features are only simulated at upper layers by software
design. So, calling its operation "quantum" is a mere matter of
convention to qualify that higher logical layer, not anything
fundamental.
Does it process "real life" ?
Under the physicalist assumption that quantum physics is accurate as
a probabilistic theory, this simulation would closely approach the
outcomes of real biological systems, with small differences due to
the limits of available computer resources. Such differences would
not easily justify to remove the title of "life" for the simulation.
Indeed, a general feature of life is its diversity and flexibility
to thrive through diverse environments, given a planet with liquid
water and so on, but not depending on further miraculously
fine-tuned condition. Therefore, a marginal change in basic laws,
such as the move from exact to tentatively simulated outcomes of
quantum mechanics, would only moderately affect the development of
life, namely requiring some changes in DNA codes to work better with
the modified laws. Such variations would be largely contained by
those typical of the natural diversity of life, with its diverse
species all qualified as genuine instances of "life", and even
"conscious life" (seeing familiar animals as conscious).
A philosophical way out might be to let the titles of "life" and
"consciousness" crucially depend on the underlying hardware, even
for the same outcomes. This leads to paradoxes, such as its
ambiguity on hybrid forms of life with artificial brain parts, and
the open door to solipsism (a brain in a vat cannot check other
people's hardware).
So, no matter the technical roles of quantum effects in biology, the
idea they might be crucial to explain consciousness in a
philosophical sense would be hard to defend, insofar as quantum
mechanics is valid as a probabilistic theory. The rest of this essay
will explore the alternative option: that conscious life may diverge
from its predictions.
Physicalist interpretations
The dynamics of state reduction appears probabilistic and working
like a black box. Its details (whether, when or how it really
occurs), remain unknown and the matter of debate between
interpretations.
Both hidden variables and objective collapse interpretations, see
measurements as truly making only one result "real" at random, by
some process basically unrelated to life and consciousness. In such
cases, any deviation of outcomes from the standard predictions of
quantum mechanics is likely to be small and neutral on the behavior
of life, in a probabilistic sense. However, these interpretations
suffer heavy paradoxes as follows.
On the physical side, attempts to specify them by candidate hidden
details for the measurement process, clash with modern physics as it
stands.
For instance, the details of roughly simultaneous measurements on
entangled particles would depend on a time order between both
measurements, breaking relativistic invariance which is a
cornerstone of modern physics. Two kinds of physical laws, the one
fundamentally relying on relativistic invariance, the other breaking
it, would be hard to articulate.
More of such physical reasons based on general features of quantum
field theory, is given by Wallace [1], concluding as
"when we recognise the real structure of quantum
theory (...) most extant approaches to the quantum measurement
problem should be recognised as inadequate to that real
structure (...) either the Everett interpretation is viable
(...) or else it must be rejected for some philosophical or
technical reason, in which case there is at present no adequate
interpretation of quantum theory."
Another trouble is philosophical : an objective collapse theory
giving rules of occurrence for state reduction by the projection
postulate, can only let it occur roughly after decoherence, to stay
compatible with the lack of known effects from experiments
incidentally measuring the interference from coherent states on
which it would act. However, decoherence is an emergent,
inexpressible condition ([2], pp. 16-17) :
"...the set of exactly decoherent history spaces is
huge...", while the intuitive criterion to try to specify
one, "quasi-classicality is pretty unsatisfactory. For one
thing, it is essentially vague (...) For another, it is a
high-level notion all-but-impossible to define in microphysical
terms".
Hence, expressible laws roughly fitting the "after decoherence"
requirement which lacks a clear measure, will also let most cases of
state reduction occur much slower than decoherence, to an extent
which no principle is likely to limit. This leads to a paradox in
the style of Schrödinger's cat ([2], p.39) :
"...the speed of collapse should be chosen so as to
prevent “the embarrassing occurrence of linear
superpositions..." (...) One natural criterion is that
the superpositions should collapse before humans have a chance
to observe them. But the motivation for this is open to
question. (...) Now suppose that the collapse is much
slower, taking several seconds to occur. Then the cat-observer
system enters the superposition (...) in a few
seconds the state collapses (...) the agent
will have no memory of the superposition. So the fast and
slow collapses appear indistinguishable empirically."
Hidden variables theories may suffer a similar issue: in Bohmian
mechanics, when wave packets of a wave function collide, the
"particle" can switch between them. More generally, this theory
fails to match classical approximations [3]:
"Bohmian mechanics spoils the quantum-classical
correspondence that arises in the semiclassical regime (...)
Bohmian trajectories will necessarily remain unrelated to the
properties of the corresponding classical system, and will be
unable to explain the manifestations of chaotic classical
trajectories in quantum systems"
Whether decoherence improves the situation remains unclear, as an
analysis [4] focused on a particular case, leaving open the general
question. Indeed by the fuzziness of decoherence, the claim at any
time that the hidden variable selected one outcome, remains
ill-defined. Thus, no clear philosophical principle ensures this
selection to be preserved in time. Whether it is preserved, is a
hard technical question dependent on a choice of hidden variables
theory. But, it is superseded by the following philosophical
argument.
Imagine two hidden variables theories A and B were found matching
our best physics, where outcomes cannot switch anymore after
conscious observation according to A, but can still switch according
to B. How should a proponent of the hidden variables interpretation
react to this ?
- If this is an advantage of A over B, this means the viewpoint
of conscious observers should matter to the resolution of the
measurement problem. This contradicts the claimed preference for
hidden variables, and generally any physicalist interpretation,
over a mind makes collapse interpretation. Indeed if there is a
philosophical need that outcomes remain fixed after conscious
observation, then this feature would more naturally be an
explicit fundamental principle, than an empirically empty,
sophisticated coincidence
- But if this difference does not matter, then one should
directly assume that in the style of Last Thursdayism,
selections keep switching many times after conscious
observation, for correctly assessing the hidden variables
interpretation against many-worlds. In these terms, many-worlds
seems to fare better.
Either way, the hidden variables interpretation appears
philosophically unmotivated. The same argument also undermines
objective collapse theories with their choice of collapse rate.
Another odd feature of both hidden variables and objective collapse
theories, is their need to postulate an endless source of randomness
which appears unbiased, may they explicitly describe it or not (in
Bohmian mechanics, this is the infinite sequence of decimals of the
continuous hidden variable). One may wonder why and how such an
invisible source would exist in nature.
Adding these philosophical issues to the physical ones, confirms the
superiority of many-worlds among physicalist interpretations which
effectively attempt to describe reality. The last question would
then be to assess many-worlds against mind makes collapse.
Noteworthily, since proponents of objective collapse usually do
require fast collapse rates for macroscopic observers, the above
argument logically puts them on the side of mind makes collapse
against many-worlds.
Also, many-worlds faces some tough criticism, such as [5], or Jean
Bricmont who claims that “there is no existing alternative to de
Broglie-Bohm that reaches the level of clarity and explanatory
power of the latter”, as quoted by Callender [6] who also
points out the general need of a clearly best solution to the
measurement problem, since a persisting controversy would be at odds
with scientific realism. This unease is also expressed by Carroll
[7].
Oddly thus, the popularity of physicalism among scientists, does not
appear followed by that of its deep logical consequences, which only
a minority seems aware of ; others logically ought to face the
challenge of either taking these consequences seriously, searching
for a logical way out, or questioning their physicalist assumptions.
A more general oddity of physicalism, is its reduction of
consciousness to classical computations, explained earlier. This
reduction has far-reaching paradoxical consequences, such as the
possibilities of mind uploading and mind cloning which lead to the
teletransportation paradox, or of being unexpectedly switched
off. More of such consequences have been explored for example in
[8].
The natural way out of all above paradoxes, is to see consciousness
as not reducible to the operation of any fixed algorithm. We
shall show this by sketching a non-physicalist view based on this
principle.
State reduction as an expression of free will
If consciousness is not material and its behavior escapes
mathematical determination, then its action on matter is likely to
take the form of state reduction. According to Chalmers [9] :
" The collapse dynamics leaves a door wide open for an
interactionist interpretation (...) Collapse is supposed to
occur on measurement (...) it seems that no purely physical
criterion for a measurement can work (...) it is natural to
suggest that a measurement is precisely a conscious observation
(...) In fact, one might argue that if one was to design elegant
laws of physics that allow a role for the conscious mind, one
could not do much better than the bipartite dynamics of standard
quantum mechanics: one principle governing deterministic
evolution in normal cases, and one principle governing
nondeterministic evolution in special situations that have a
prima facie link to the mental. (...) There is some irony in the
fact that philosophers reject interactionism on largely physical
grounds (...) while physicists reject an interactionist
interpretation of quantum mechanics on largely philosophical
grounds"
We shall expand on this as follows: while the objective collapse
interpretation mainly suffers the difficulty to specify a
mathematical law for state reduction articulated with current
physics, this trouble no more affects a mathematically lawless
state reduction with a different metaphysical status beyond
physical laws.
Conditions of state reduction
One issue with objective collapse, was the problem of locating
state reduction events at specific physical times, in contrast
with their spatial non-locality, while any involvement of a time
slice in physical space-time would be at odds with the relativity
of simultaneity. For mind makes collapse, two options may be
considered.
If state reduction events remain localized in physical time,
namely at least contained by some microseconds-thick simultaneity
slice, then decoherence cannot be rigorously complete, and might
even be reversible in principle. In this case, two successive
state reductions described by the projection postulate, can in
principle give a state whose probability by a single measurement
was 0. This aspect, in common with objective collapse theories,
raises two issues:
- It may be subject to the same forms of testability. But, tests
of objective collapse theories have been negative [10].
- It removes what naturally ensured energy conservation to stay
essentially valid through state reduction. Some other special
requirement then needs to be put on the form of state reduction,
for energy conservation to still exactly hold at the
microphysical level, as mathematically required by General
Relativity. But, such requirements may be uneasy to express,
since energy cannot be exactly measured in finite time according
to a Heisenberg inequality.
On the other hand, the criterion of decoherence, which emerges as a
future limit condition with respect to microphysics, can be
postulated to be a strict condition of possibility for a state
reduction "event" conceived as fully non-local, "occurring" outside
microphysical space-time. For this, a hidden side of consciousness
may have developed the non-mathematizable skill to pick at will
particular instances of quasi-classical decoherence conditions,
distinguishing macro-states which decohered states appear
superpositions of.
Selected results of state reduction
Choices of measurement histories have no physically testable
effects, as long as strict decoherence conditions are fulfilled and
outcomes follow physical probabilities. Thus, for a mind to
effectively act on matter by operating a decoherent history,
requires at least some outcomes of state reduction events to be
chosen from possibilities, instead of being all left at random.
This option is often accused of breaking the laws of physics, but
this argument is not clear. Indeed, both free will and randomness
are characterized by a lack of mathematical determination. They only
differ in intuitive terms :
- We have an intuitive idea where a free will choice is from,
namely from a mind escaping mathematical description.
- Randomness following a probability law, means the source of
choice is supposed to be an absolute, irreducible mystery.
Indeed, any concept of the nature of this source would require
an explanation why its outcomes seem to fit given probabilities,
which would lose their status as a fundamental law so deeply
written in the formalism of quantum theory. It is also unclear
whether a probability law is a law at all in a metaphysical
sense. Indeed, to make it better look like one, would involve
averaging across many similar trials; but this criterion,
however useful for repetitive experiences (a mere special
extract from natural cases), lacks metaphysical sharpness.
It seems odd, then, that randomness is usually seen clearer than
free will as a metaphysical foundation. It also seems odd that
decoherent history was ruled out by Wallace as "the solution that
isn't" just due to its mathematical lawlessness, by contrast with an
objective collapse interpretation requiring an underlying
mathematical determination which looks hopeless to specify and would
probably keep the source of randomness mysterious anyway.
By contrast, free will, namely choices escaping mathematical and
even probabilistic determination, can serve as the unified
foundation for both aspects of state reduction.
Shares of random vs willful events
A usual argument against the relevance of quantum mechanics in brain
behavior, is that the main source of randomness in biochemistry is
thermal noise, assumed to be a classical, deterministic randomness.
It was so seen since statistical physics was first developed from
classical mechanics where all is deterministic. Yet, while most
features of the classical analysis remain valid, the metaphysical
source of randomness is an exception. Indeed, the study of
statistical physics in the quantum framework reveals that all
thermal randomness has a quantum source [11][12], thus keeps
superposition until "measurement". Therefore, the pervasiveness of
thermal noise in biochemistry is actually a perfect source of wide
opportunity of expression of free will in brains via state reduction
results, not an obstacle to it.
In practice, most state reduction results in nature, especially
those of typical physics experiments, look random; the expression of
free will in brains forms a much smaller information flow. Their
coexistence gives the following hints on the hidden structures of
consciousness (only fuzzily describable, as they escape
mathematization). The whole of consciousness needs to be much
broader than the sum of the minds of familiar individuals, to
account for the full spectrum of aspects of its physical
expressions:
- The discernment of decoherent states in microphysics;
- Many details getting filled at intermediate scales, seemingly
at random following physical probabilities;
- The free will of humans and animals.
The divisions between these need not be strict. The share of
outcomes between randomness and expressions of familiar free will,
need not be determined by any physical criterion, such as
occurrences of "quantum" aspects of biochemistry ; it is rather up
to the hidden structures of consciousness to form this division.
Superpositions produced outside living bodies are likely to give
random outcomes, by lack of clear attribution of their first
perception to a known observer. Even then, the first known observer
of a freshly produced superposition may bring a bias to its
randomness. This is the phenomenon called mind-matter interaction or
PK (psychokinesis) investigated in parapsychology [13][14].
One experiment [15] is presented as precognition for a random
process triggered by pressing the button expressing the guess. Yet
as admitted in the article, "The experimental setup... does not
permit a distinction between precognition and psychokinesis".
It would actually be hard to metaphysically understand it as
precognition, since the outcome of a random event whose triggering
decision is yet to come can hardly be considered predetermined;
indeed the most successful subject took it as a PK experiment. An
unambiguous guessing experiment could instead be made using a
pre-recorded sequence of random data first displayed where no human
was looking (to fix it by non-human observation). Then, any
extrasensorial perception obviously gets expressed from the mind to
the brain like any free will, by brain functions deviating from
physical probabilities.
References
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http://philsci-archive.pitt.edu/15292/
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Dechamps (2019), Mind-matter interactions and their
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